Every SEC Form 3/4/5 on record for this filer (CIK 1688842) — 1 issuer, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NLY | ANNALY CAPITAL MANAGEMENT INC | Chief Credit Officer · lapsed | 2016-11-03 → 2022-02-03 | 13 | $604,500 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NLY | 2020-05-12 | Buy | 50,000 | $6.00 | $300,000 | 88,000 |
| NLY | 2016-11-09 | Buy | 30,000 | $10.15 | $304,500 | 38,000 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.
