Every SEC Form 3/4/5 on record for this filer (CIK 1686696) — 5 issuers, 63 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HYFM | HYDROFARM HOLDINGS GROUP, INC. | Chief Executive Officer · Director | 2020-12-09 → 2026-01-08 | 43 | $553,992 |
| TRCA | Twin Ridge Capital Acquisition Corp. | Director · lapsed | 2023-05-31 → 2023-05-31 | 1 | — |
| UTZ | Utz Brands, Inc. | Director · lapsed | 2020-09-01 → 2020-09-01 | 1 | — |
| CCH | Collier Creek Holdings | Director · lapsed | 2018-10-04 → 2018-10-04 | 1 | — |
| TWNK | Hostess Brands, Inc. | Chief Executive Officer · Director · lapsed | 2016-11-14 → 2017-11-28 | 6 | $2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HYFM | 2024-08-28 | Buy | 100,000 | $0.50 | $50,000 | 1,875,815 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
