Every SEC Form 3/4/5 on record for this filer (CIK 1683196) — 1 issuer, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | Executive VP and CFO | 2016-09-07 → 2026-06-10 | 6 | $74,752 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HRZN | 2026-06-10 | Buy | 11,500 | $4.34 | $49,910 | 15,023 |
| HRZN | 2022-11-16 | Buy | 758 | $13.04 | $9,884 | 2,374 |
| HRZN | 2022-05-10 | Buy | 414 | $12.00 | $4,968 | 1,532 |
| HRZN | 2020-05-05 | Buy | 538 | $9.31 | $5,009 | 962 |
| HRZN | 2020-03-11 | Buy | 421 | $11.83 | $4,980 | 421 |