Every SEC Form 3/4/5 on record for this filer (CIK 1675053) — 3 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TFC | TRUIST FINANCIAL CORP | Former Deputy CRO · lapsed | 2019-12-10 → 2020-08-20 | 6 | −$319,700 |
| STI | Solidion Technology Inc. | Chief Risk Officer · lapsed | 2019-01-02 → 2019-12-09 | 13 | −$383,580 |
| ETFC | E TRADE FINANCIAL Corp | EVP & Chief Risk Officer · lapsed | 2016-05-20 → 2016-05-20 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TFC | 2020-05-14 | Sell | 10,000 | $31.97 | $319,700 | 16,859 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.