Every SEC Form 3/4/5 on record for this filer (CIK 1674807) — 2 issuers, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AMS | AMERICAN SHARED HOSPITAL SERVICES | Director · lapsed | 2016-06-23 → 2021-06-29 | 13 | — |
| ARCC | ARES CAPITAL CORP | Director · lapsed | 2016-05-18 → 2019-08-02 | 4 | $306,660 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| ARCC | 2019-08-01 | Buy | 6,000 | $18.44 | $110,640 | 30,510 |
| ARCC | 2019-06-10 | Buy | 4,500 | $18.01 | $81,045 | 23,945 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.