Every SEC Form 3/4/5 on record for this filer (CIK 1672162) — 2 issuers, 25 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VATE | INNOVATE Corp. | Chief Operating Officer · lapsed | 2022-03-15 → 2023-03-31 | 7 | −$48,341 |
| HCHC | HC2 HOLDINGS, INC. | Chief Administrative Officer · lapsed | 2016-04-14 → 2021-03-17 | 12 | −$19,780 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VATE | 2022-04-20 | Sell | 5,184 | $3.76 | $19,492 | 208,375 |
| VATE | 2022-04-12 | Buy | 200 | $3.75 | $750 | 213,959 |
| VATE | 2022-04-12 | Sell | 200 | $3.75 | $750 | 213,559 |
| VATE | 2022-03-16 | Sell | 8,081 | $3.57 | $28,849 | 213,759 |
| HCHC | 2021-03-15 | Sell | 9,619 | $3.60 | $34,628 | 152,008 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
