Every SEC Form 3/4/5 on record for this filer (CIK 1661859) — 10 issuers, 30 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AON | Aon plc | Director | 2024-08-26 → 2026-06-29 | 4 | — |
| FTNT | Fortinet, Inc. | Director | 2021-10-27 → 2026-06-12 | 23 | — |
| AWK | American Water Works Company, Inc. | Director · lapsed | 2018-03-05 → 2023-05-12 | 8 | — |
| NBXG | Neuberger Berman Next Generation Connectivity Fund Inc. | Director · lapsed | 2021-05-26 → 2021-05-26 | 1 | — |
| NBW | NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC | Director · lapsed | 2015-12-24 → 2015-12-24 | 1 | — |
| NBO | NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC | Director · lapsed | 2015-12-24 → 2015-12-24 | 1 | — |
| NHS | Neuberger Berman High Yield Strategies Fund Inc. | Director · lapsed | 2015-12-24 → 2015-12-24 | 1 | — |
| NBH | NEUBERGER BERMAN INTERMEDIATE MUNICIPAL FUND INC | Director · lapsed | 2015-12-24 → 2015-12-24 | 1 | — |
| NML | Neuberger Berman MLP Income Fund Inc. | Director · lapsed | 2015-12-24 → 2015-12-24 | 1 | — |
| NRO | NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC | Director · lapsed | 2015-12-24 → 2015-12-24 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
3 of 10 issuers are covered and open a security page; the rest are on file here only.
