Every SEC Form 3/4/5 on record for this filer (CIK 1656520) — 5 issuers, 30 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TPB | Turning Point Brands, Inc. | Director | 2016-05-10 → 2026-05-13 | 17 | −$561,635 |
| SDI | STANDARD DIVERSIFIED INC. | Exec. Chairman & Interim CEO · Director · lapsed | 2018-07-19 → 2020-07-16 | 5 | $1,313 |
| SDOIA | STANDARD DIVERSIFIED OPPORTUNITIES INC. | Executive Chairman · Director · lapsed | 2017-11-30 → 2017-11-30 | 1 | $4,850 |
| SDOPA | STANDARD DIVERSIFIED OPPORTUNITIES INC. | Executive Chairman · Director · lapsed | 2017-06-05 → 2017-06-13 | 2 | — |
| SDOI | SPECIAL DIVERSIFIED OPPORTUNITIES INC. | Director · lapsed | 2015-10-29 → 2015-10-29 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TPB | 2025-11-21 | Sell | 1,500 | $98.23 | $147,345 | 38,919 |
| TPB | 2025-05-09 | Sell | 1,500 | $73.64 | $110,460 | 40,419 |
| TPB | 2024-08-23 | Sell | 5,683 | $39.59 | $224,990 | 40,861 |
| TPB | 2024-08-20 | Sell | 2,000 | $39.42 | $78,840 | 46,544 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
