Every SEC Form 3/4/5 on record for this filer (CIK 1654106) — 2 issuers, 16 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SITO | SITO MOBILE, LTD. | Director · lapsed | 2017-06-12 → 2017-08-25 | 2 | — |
| EVOL | EVOLVING SYSTEMS INC | CEO and President · Director · lapsed | 2015-10-02 → 2017-03-14 | 10 | $351,782 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EVOL | 2016-08-29 | Buy | 30,000 | $4.00 | $120,000 | 64,907 |
| EVOL | 2015-12-09 | Buy | 1,662 | $5.60 | $9,307 | 6,712 |
| EVOL | 2015-12-09 | Buy | 2,470 | $5.60 | $13,832 | 34,907 |
| EVOL | 2015-12-08 | Buy | 166 | $5.60 | $930 | 32,437 |
| EVOL | 2015-12-08 | Buy | 10,000 | $5.65 | $56,500 | 32,271 |
| EVOL | 2015-12-07 | Buy | 3,150 | $5.70 | $17,955 | 22,271 |
| EVOL | 2015-12-03 | Buy | 5,200 | $5.70 | $29,640 | 19,121 |