Every SEC Form 3/4/5 on record for this filer (CIK 1649599) — 1 issuer, 105 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SCHW | SCHWAB CHARLES CORP | Chief Risk Officer | 2015-07-31 → 2026-04-15 | 55 | −$39M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| SCHW | 2026-04-14 | Sell | 41,297 | $99.00 | $4M | 57,972 |
| SCHW | 2026-03-03 | Sell | 2,740 | $94.90 | $260,026 | 57,972 |
| SCHW | 2026-03-03 | Sell | 4,463 | $94.43 | $421,441 | 60,712 |
| SCHW | 2025-07-29 | Sell | 24,096 | $97.91 | $2M | 58,999 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.