Every SEC Form 3/4/5 on record for this filer (CIK 1649209) — 1 issuer, 35 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HLI | HOULIHAN LOKEY, INC. | Chief Financial Officer | 2015-08-12 → 2026-05-22 | 36 | −$11M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HLI | 2024-11-07 | Sell | 12,500 | $185.49 | $2M | — |
| HLI | 2023-11-30 | Sell | 10,000 | $107.48 | $1M | — |
| HLI | 2021-11-02 | Sell | 10,000 | $116.93 | $1M | — |
| HLI | 2020-02-05 | Sell | 25,000 | $55.52 | $1M | — |
1 of 1 issuers are covered and open a security page; the rest are on file here only.