Every SEC Form 3/4/5 on record for this filer (CIK 1648837) — 5 issuers, 21 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| ALL | ALLSTATE CORP | Director | 2015-12-03 → 2026-06-02 | 16 | — |
| MSCI | MSCI Inc. | Director | 2017-03-08 → 2026-05-05 | 12 | — |
| MMIOX | MainStay MacKay Municipal Income Opportunities Fund | Director · lapsed | 2024-03-25 → 2024-03-25 | 1 | — |
| MEGI | MainStay CBRE Global Infrastructure Megatrends Term Fund | Director · lapsed | 2021-10-28 → 2024-01-12 | 6 | $226,422 |
| MMD | MainStay DefinedTerm Municipal Opportunities Fund | Filer · lapsed | 2015-07-27 → 2015-07-27 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MEGI | 2024-01-10 | Buy | 2,000 | $13.55 | $27,100 | 7,700 |
| MEGI | 2024-01-09 | Buy | 3,000 | $13.43 | $40,290 | 10,700 |
| MEGI | 2024-01-09 | Buy | 3,000 | $13.43 | $40,290 | 5,700 |
| MEGI | 2024-01-08 | Buy | 2,700 | $13.48 | $36,396 | 7,700 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
