Every SEC Form 3/4/5 on record for this filer (CIK 1644151) — 2 issuers, 100 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MS | MORGAN STANLEY | Head Technology & Operations | 2025-01-17 → 2026-03-13 | 9 | −$9M |
| ETFC | E TRADE FINANCIAL CORP | Chief Executive Officer · Director · lapsed | 2015-08-03 → 2020-10-05 | 31 | −$6M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MS | 2026-01-20 | Sell | 20,000 | $184.55 | $4M | 127,872 |
| MS | 2025-07-17 | Sell | 18,000 | $140.62 | $3M | 136,407 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.