Every SEC Form 3/4/5 on record for this filer (CIK 1640309) — 3 issuers, 46 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LFT | Lument Finance Trust, Inc. | Director | 2022-02-15 → 2026-05-27 | 25 | $293,795 |
| HCFT | Hunt Companies Finance Trust, Inc. | Director · lapsed | 2018-09-04 → 2020-03-25 | 7 | $32,476 |
| OAKS | Five Oaks Investment Corp. | Director · lapsed | 2015-08-20 → 2018-05-23 | 3 | $60,286 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LFT | 2026-03-26 | Sell | 44 | $19.42 | $854 | 3,900 |
| LFT | 2026-03-26 | Sell | 400 | $19.50 | $7,800 | 3,944 |
| LFT | 2026-03-26 | Sell | 3,156 | $19.70 | $62,173 | 4,344 |
| LFT | 2026-03-26 | Buy | 1,500 | $19.50 | $29,250 | 5,400 |
| LFT | 2026-03-26 | Buy | 5,000 | $19.63 | $98,150 | 10,400 |
| LFT | 2025-12-30 | Buy | 25,000 | $1.46 | $36,500 | 197,116 |
| LFT | 2025-12-19 | Buy | 9,205 | $1.49 | $13,715 | 172,116 |
| LFT | 2025-12-18 | Buy | 795 | $1.50 | $1,193 | 162,911 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.
