Every SEC Form 3/4/5 on record for this filer (CIK 1635638) — 4 issuers, 24 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AVTA | AVANTAX, INC. | Principal Accounting Officer · lapsed | 2023-03-02 → 2023-11-29 | 3 | −$246,666 |
| BCOR | BLUCORA, INC. | Principal Accounting Officer · lapsed | 2019-06-18 → 2023-01-11 | 13 | — |
| FOGO | Fogo de Chao, Inc. | VP Accounting and PAO · lapsed | 2017-04-10 → 2018-04-09 | 4 | — |
| AZUR | AZURE MIDSTREAM PARTNERS, LP | Chief Accounting Officer · lapsed | 2015-07-13 → 2016-11-14 | 6 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AVTA | 2023-02-28 | Sell | 8,494 | $29.04 | $246,666 | 3,110 |