Every SEC Form 3/4/5 on record for this filer (CIK 1634403) — 5 issuers, 36 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| NWE | NorthWestern Energy Group, Inc. | Director | 2017-04-28 → 2026-04-07 | 28 | −$877,071 |
| NXU | Nxu, Inc. | Director | 2023-08-18 → 2024-12-10 | 3 | −$97,711 |
| AMV | Atlis Motor Vehicles Inc | Director · lapsed | 2022-11-08 → 2022-11-08 | 1 | — |
| CLAQU | cleantech Acquisition Corp. | Director · lapsed | 2021-07-27 → 2021-07-27 | 1 | — |
| PCSV | PCS EDVENTURES COM INC | Director · lapsed | 2015-12-10 → 2015-12-10 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| NWE | 2025-02-25 | Sell | 702 | $54.32 | $38,133 | 11,021 |
| NWE | 2024-12-09 | Sell | 700 | $53.57 | $37,499 | 10,888 |
| NXU | 2024-11-21 | Sell | 21,700 | $0.26 | $5,642 | 439,754 |
| NXU | 2024-11-19 | Sell | 271,022 | $0.26 | $70,466 | 461,454 |
1 of 5 issuers are covered and open a security page; the rest are on file here only.
