Every SEC Form 3/4/5 on record for this filer (CIK 1628706) — 3 issuers, 160 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| SEAC | SEACHANGE INTERNATIONAL INC | Director · lapsed | 2020-07-29 → 2021-07-22 | 4 | — |
| CCUR | CCUR Holdings, Inc. | 10% owner · lapsed | 2017-05-18 → 2021-02-25 | 89 | $12M |
| EVOL | EVOLVING SYSTEMS INC | Director · lapsed | 2015-11-27 → 2017-06-16 | 16 | $1M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CCUR | 2018-07-02 | Buy | 1,529 | $5.30 | $8,104 | 3,586,269 |
| CCUR | 2018-06-22 | Buy | 184,600 | $5.30 | $978,380 | 3,584,740 |
| CCUR | 2018-06-19 | Buy | 8,875 | $5.31 | $47,126 | 3,400,140 |
| CCUR | 2018-06-18 | Buy | 500 | $5.31 | $2,655 | 3,391,265 |
| CCUR | 2018-06-15 | Buy | 1,304 | $5.31 | $6,924 | 3,385,094 |
| CCUR | 2018-06-15 | Buy | 371 | $5.30 | $1,966 | 3,385,465 |