Every SEC Form 3/4/5 on record for this filer (CIK 1623821) — 2 issuers, 35 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TFIN | Triumph Financial, Inc. | Director | 2023-02-03 → 2025-07-02 | 7 | — |
| TBK | Triumph Bancorp, Inc. | Director · lapsed | 2016-04-05 → 2022-07-06 | 19 | −$341,936 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TBK | 2021-11-04 | Sell | 1,900 | $125.21 | $237,899 | 74,079 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.