Every SEC Form 3/4/5 on record for this filer (CIK 1621766) — 2 issuers, 56 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TFIN | Triumph Financial, Inc. | EVP and General Counsel | 2023-02-21 → 2026-05-05 | 12 | −$2M |
| TBK | Triumph Bancorp, Inc. | EVP and General Counsel · lapsed | 2015-12-11 → 2022-05-04 | 22 | −$892,272 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TFIN | 2025-12-18 | Sell | 3,000 | $65.18 | $195,540 | 24,832 |
| TFIN | 2025-08-25 | Sell | 3,500 | $60.39 | $211,365 | 27,832 |
| TFIN | 2025-07-01 | Sell | 3,500 | $60.16 | $210,560 | 31,332 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.