Every SEC Form 3/4/5 on record for this filer (CIK 1621666) — 2 issuers, 71 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TFIN | Triumph Financial, Inc. | President & CEO · Director | 2023-01-31 → 2026-05-05 | 17 | −$10M |
| TBK | Triumph Bancorp, Inc. | President & CEO · Director · lapsed | 2015-11-09 → 2022-08-12 | 33 | −$13M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TFIN | 2026-02-27 | Buy | 8,949 | $55.87 | $499,981 | 149,182 |
| TFIN | 2025-08-22 | Sell | 6,500 | $60.18 | $391,170 | 144,558 |
| TFIN | 2025-06-09 | Sell | 6,500 | $60.15 | $390,975 | 151,058 |
| TFIN | 2025-02-21 | Sell | 9,000 | $68.96 | $620,640 | 142,533 |
| TFIN | 2024-11-29 | Sell | 13,500 | $106.36 | $1M | 151,533 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.