Every SEC Form 3/4/5 on record for this filer (CIK 1621665) — 2 issuers, 50 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| TFIN | Triumph Financial, Inc. | Director | 2023-01-31 → 2026-05-05 | 9 | $523,300 |
| TBK | Triumph Bancorp, Inc. | Director · lapsed | 2015-12-11 → 2022-07-06 | 28 | −$11M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| TFIN | 2023-01-30 | Buy | 1,610 | $55.00 | $88,550 | 14,910 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.