Every SEC Form 3/4/5 on record for this filer (CIK 1621020) — 2 issuers, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| VATE | INNOVATE Corp. | Interim CEO | 2023-07-27 → 2025-09-17 | 10 | $276,681 |
| HCHC | HC2 HOLDINGS, INC. | Sr. Managing Dir, Investments · lapsed | 2015-10-13 → 2017-06-16 | 5 | $114,500 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| VATE | 2024-11-19 | Buy | 25,000 | $3.98 | $99,500 | 25,000 |
| VATE | 2024-09-12 | Buy | 43,785 | $3.80 | $166,383 | 211,655 |
| VATE | 2024-06-14 | Buy | 176 | $0.60 | $106 | 1,678,695 |
| VATE | 2024-06-12 | Buy | 7,030 | $0.60 | $4,218 | 1,678,519 |
| VATE | 2024-06-11 | Buy | 8,826 | $0.60 | $5,296 | 1,671,489 |
| VATE | 2024-06-10 | Buy | 1,965 | $0.60 | $1,179 | 1,662,663 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
