Every SEC Form 3/4/5 on record for this filer (CIK 1620160) — 2 issuers, 29 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CNO | CNO Financial Group, Inc. | Director | 2026-01-16 → 2026-05-13 | 3 | — |
| OMAM | OM Asset Management plc | EVP/Head of Global Distributin · lapsed | 2016-02-12 → 2018-03-08 | 11 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| OMAM | 2018-03-08 | Sell | 55 | $15.43 | $849 | 251,047 |
| OMAM | 2018-03-07 | Sell | 46,626 | $15.22 | $709,648 | 204,421 |
| OMAM | 2017-12-01 | Sell | 46,357 | $16.46 | $763,036 | 146,193 |
| OMAM | 2017-04-12 | Sell | 72 | $14.92 | $1,074 | 192,905 |
| OMAM | 2017-04-12 | Sell | 355 | $14.95 | $5,307 | 192,550 |
| OMAM | 2017-04-11 | Sell | 3,090 | $14.95 | $46,196 | 192,977 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.
