Every SEC Form 3/4/5 on record for this filer (CIK 1614143) — 3 issuers, 38 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BFH | BREAD FINANCIAL HOLDINGS, INC. | Director | 2024-05-15 → 2026-06-17 | 8 | $274,447 |
| CIT | CIT GROUP INC | EVP and Chief Financial Office · lapsed | 2017-04-26 → 2022-01-05 | 22 | −$140,800 |
| CFG | CITIZENS FINANCIAL GROUP INC/RI | CFO (through March 3, 2017) · lapsed | 2016-12-21 → 2017-03-08 | 3 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BFH | 2026-05-21 | Buy | 698 | $86.43 | $60,328 | 11,000 |
| BFH | 2025-07-30 | Buy | 927 | $61.79 | $57,279 | 10,202 |
| BFH | 2025-07-30 | Buy | 100 | $61.80 | $6,180 | 10,302 |
| BFH | 2024-10-28 | Buy | 1,000 | $51.02 | $51,020 | 6,473 |
| BFH | 2024-08-12 | Buy | 2,000 | $49.82 | $99,640 | 5,473 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.
