Every SEC Form 3/4/5 on record for this filer (CIK 1613718) — 2 issuers, 52 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| EOSE | Eos Energy Enterprises, Inc. | CCO and Interim CFO | 2023-01-24 → 2026-06-30 | 18 | −$3M |
| SPKE | Spark Energy, Inc. | President & CEO · Director · lapsed | 2015-09-15 → 2019-12-18 | 37 | −$823,257 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| EOSE | 2026-06-30 | Sell | 35,289 | $5.86 | $206,794 | 697,801 |
| EOSE | 2026-01-26 | Sell | 50,000 | $16.04 | $802,000 | 662,512 |
| EOSE | 2025-07-29 | Sell | 99,375 | $5.94 | $590,288 | 612,512 |
| EOSE | 2025-07-08 | Sell | 47,254 | $4.92 | $232,490 | 491,054 |
| EOSE | 2025-07-07 | Sell | 24,124 | $5.21 | $125,686 | 538,308 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.