Every SEC Form 3/4/5 on record for this filer (CIK 1606897) — 2 issuers, 36 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AXP | AMERICAN EXPRESS CO | Chief Colleague Exp. Officer | 2019-04-11 → 2026-02-03 | 13 | −$12M |
| BK | Bank of New York Mellon Corp | Sr. Executive Vice President · lapsed | 2016-02-23 → 2019-02-28 | 11 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| AXP | 2025-09-03 | Sell | 8,695 | $325.88 | $3M | 12,266 |
| AXP | 2024-11-07 | Sell | 1,300 | $287.70 | $374,010 | 12,695 |
| AXP | 2024-02-08 | Sell | 11,242 | $208.41 | $2M | 13,874 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.