Every SEC Form 3/4/5 on record for this filer (CIK 1604750) — 3 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| AVTA | AVANTAX, INC. | Director · lapsed | 2023-05-08 → 2023-11-29 | 2 | — |
| BCOR | BLUCORA, INC. | Director · lapsed | 2022-03-15 → 2023-01-20 | 4 | — |
| MC | Moelis & Co | MD & Vice Chairman · Director · lapsed | 2015-09-10 → 2018-05-21 | 25 | −$3M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MC | 2018-04-25 | Sell | 8,003 | $53.76 | $430,241 | — |
| MC | 2018-04-24 | Sell | 8,003 | $54.45 | $435,763 | 8,003 |
1 of 3 issuers are covered and open a security page; the rest are on file here only.