Every SEC Form 3/4/5 on record for this filer (CIK 1604192) — 2 issuers, 19 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| LIDR | AEye, Inc. | Director · lapsed | 2021-09-09 → 2024-04-01 | 19 | $87,530 |
| CFAC | CF Finance Acquisition Corp. III | Director · lapsed | 2021-08-31 → 2021-08-31 | 2 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| LIDR | 2022-12-16 | Buy | 1,000 | $0.79 | $790 | 28,514 |
| LIDR | 2022-12-15 | Buy | 4,000 | $0.76 | $3,040 | 27,514 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.