Every SEC Form 3/4/5 on record for this filer (CIK 1602567) — 2 issuers, 35 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| QMCO | QUANTUM CORP /DE/ | President & CEO · Director | 2019-08-13 → 2025-04-23 | 31 | −$3M |
| QTM | QUANTUM CORP /DE/ | President and CEO · Director · lapsed | 2018-07-06 → 2018-07-06 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| QMCO | 2025-04-21 | Sell | 2,784 | $9.65 | $26,866 | 110,848 |
| QMCO | 2025-01-16 | Sell | 2,511 | $35.68 | $89,592 | 107,804 |
| QMCO | 2024-11-08 | Sell | 6,505 | $4.43 | $28,817 | 107,491 |
| QMCO | 2024-11-08 | Sell | 3,681 | $4.43 | $16,307 | 110,315 |
| QMCO | 2023-10-10 | Sell | 36,045 | $0.60 | $21,627 | 1,704,908 |
| QMCO | 2023-07-10 | Sell | 158,893 | $1.07 | $170,016 | 1,740,953 |
| QMCO | 2022-10-11 | Sell | 32,888 | $1.15 | $37,821 | 1,894,811 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.