Every SEC Form 3/4/5 on record for this filer (CIK 1602079) — 2 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| RVSB | RIVERVIEW BANCORP INC | EVP/COO | 2020-08-28 → 2026-05-05 | 10 | $13,286 |
| RVSP | RIVERVIEW BANCORP INC | EVP/CCO · lapsed | 2018-11-08 → 2020-03-13 | 3 | $19,949 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| RVSB | 2026-05-04 | Buy | 1,000 | $5.22 | $5,220 | 70,008 |
| RVSB | 2025-06-04 | Buy | 560 | $5.35 | $2,996 | 68,964 |
| RVSB | 2024-04-30 | Buy | 1,300 | $3.90 | $5,070 | 56,195 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.