Every SEC Form 3/4/5 on record for this filer (CIK 1601366) — 2 issuers, 34 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BBW | BUILD-A-BEAR WORKSHOP INC | Director | 2018-01-08 → 2026-06-12 | 17 | −$1M |
| KATE | Kate Spade & Co | CEO · Director · lapsed | 2016-03-03 → 2017-07-13 | 9 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BBW | 2025-10-06 | Sell | 2,908 | $60.45 | $175,789 | 65,234 |
| BBW | 2025-10-06 | Sell | 1,092 | $61.03 | $66,645 | 64,142 |
| BBW | 2025-10-01 | Sell | 138 | $64.92 | $8,959 | 68,142 |
| BBW | 2025-10-01 | Sell | 2,590 | $63.08 | $163,377 | 69,802 |
| BBW | 2025-10-01 | Sell | 1,522 | $63.52 | $96,677 | 68,280 |
| BBW | 2025-06-12 | Sell | 8,250 | $50.21 | $414,233 | 72,392 |
| BBW | 2024-12-13 | Sell | 2,500 | $41.36 | $103,400 | 78,167 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.