Every SEC Form 3/4/5 on record for this filer (CIK 1599304) — 2 issuers, 8 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| UGI | UGI CORP /PA/ | Chief Financial Officer | 2023-04-12 → 2026-04-14 | 8 | −$1M |
| DCP | DCP Midstream, LP | Group Vice President and CFO · lapsed | 2020-03-03 → 2022-03-01 | 5 | $99,165 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| UGI | 2025-12-05 | Sell | 23,773 | $37.65 | $895,053 | 4,936 |
| UGI | 2025-12-05 | Sell | 4,936 | $37.65 | $185,840 | — |
| DCP | 2020-03-12 | Buy | 16,500 | $6.01 | $99,165 | 16,500 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.