Every SEC Form 3/4/5 on record for this filer (CIK 1593100) — 1 issuer, 9 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAPR | CAPRICOR THERAPEUTICS, INC. | Director · lapsed | 2016-03-18 → 2023-02-23 | 16 | $271,000 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2017-05-09 | Buy | 10,000 | $3.10 | $31,000 | 138,384 |
| CAPR | 2016-03-16 | Buy | 100,000 | $2.40 | $240,000 | 128,384 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.