Every SEC Form 3/4/5 on record for this filer (CIK 1593090) — 1 issuer, 5 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAPR | CAPRICOR THERAPEUTICS, INC. | 10% owner · lapsed | 2015-08-20 → 2017-02-06 | 2 | $80,228 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2015-08-19 | Buy | 4,200 | $4.42 | $18,564 | 3,173,354 |
| CAPR | 2015-08-19 | Buy | 4,200 | $4.42 | $18,564 | 268,557 |
| CAPR | 2015-08-18 | Buy | 5,000 | $4.31 | $21,550 | 264,357 |
| CAPR | 2015-08-18 | Buy | 5,000 | $4.31 | $21,550 | 3,169,154 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.