Every SEC Form 3/4/5 on record for this filer (CIK 1593087) — 1 issuer, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAPR | CAPRICOR THERAPEUTICS, INC. | CHIEF FINANCIAL OFFICER | 2016-03-18 → 2026-06-29 | 20 | −$2M |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2026-06-25 | Sell | 24,100 | $30.38 | $732,158 | 11,223 |
| CAPR | 2026-06-24 | Sell | 400 | $30.00 | $12,000 | 11,223 |
| CAPR | 2026-06-22 | Sell | 500 | $30.00 | $15,000 | 11,223 |
| CAPR | 2026-05-01 | Sell | 25,000 | $31.70 | $792,500 | 8,223 |
| CAPR | 2026-03-31 | Sell | 25,000 | $30.13 | $753,250 | 8,223 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.