Every SEC Form 3/4/5 on record for this filer (CIK 1593084) — 1 issuer, 13 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| CAPR | CAPRICOR THERAPEUTICS, INC. | CHIEF EXECUTIVE OFFICER · Director | 2015-08-20 → 2026-01-07 | 18 | $128,958 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2016-03-16 | Buy | 10,152 | $2.40 | $24,365 | 273,709 |
| CAPR | 2016-03-16 | Buy | 10,152 | $2.40 | $24,365 | 208,709 |
| CAPR | 2015-08-19 | Buy | 4,200 | $4.42 | $18,564 | 3,173,354 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.