Every SEC Form 3/4/5 on record for this filer (CIK 1593072) — 8 issuers, 7 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| MODD | Modular Medical, Inc. | Director | 2017-08-01 → 2026-04-09 | 31 | $6M |
| SNVW | SANUWAVE Health, Inc. | Chief Executive Officer · Director | 2025-10-02 → 2026-04-02 | 4 | — |
| SNWV | SANUWAVE Health, Inc. | 10% owner | 2022-08-10 → 2025-12-15 | 21 | — |
| BRSF | BRAIN SCIENTIFIC INC. | 10% owner · lapsed | 2022-08-04 → 2022-08-04 | 1 | — |
| NMTC | NEUROONE MEDICAL TECHNOLOGIES Corp | 10% owner · lapsed | 2021-01-21 → 2021-01-21 | 1 | — |
| ZMTP | Zoom Telephonics, Inc. | 10% owner · lapsed | 2015-09-29 → 2020-08-05 | 2 | — |
| FENC | FENNEC PHARMACEUTICALS INC. | 10% owner · lapsed | 2018-03-29 → 2018-03-29 | 8 | — |
| BLKE | BEAR LAKE RECREATION INC | Director · lapsed | 2017-05-05 → 2017-05-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| MODD | 2023-08-31 | Buy | 103,459 | $1.08 | $111,736 | 206,226 |
| MODD | 2023-08-30 | Buy | 42,490 | $1.04 | $44,190 | 102,767 |
| MODD | 2018-11-20 | Buy | 720,001 | $2.25 | $2M | — |
| MODD | 2017-07-24 | Buy | 5,664,690 | $0.66 | $4M | 5,664,690 |
4 of 8 issuers are covered and open a security page; the rest are on file here only.