Every SEC Form 3/4/5 on record for this filer (CIK 1589127) — 5 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GEG | Great Elm Group, Inc. | Director | 2021-01-06 → 2026-01-12 | 9 | — |
| STPC | Star Peak Corp II | Chief Executive Officer · lapsed | 2021-01-05 → 2021-10-01 | 2 | — |
| STPK | Star Peak Energy Transition Corp. | 10% owner · lapsed | 2020-08-17 → 2021-04-30 | 3 | — |
| GEC | Great Elm Capital Group, Inc. | Director · lapsed | 2020-03-04 → 2020-10-15 | 4 | — |
| ARCX | Arc Logistics Partners LP | Director · lapsed | 2017-03-10 → 2017-12-26 | 2 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 5 issuers are covered and open a security page; the rest are on file here only.
