Every SEC Form 3/4/5 on record for this filer (CIK 1588149) — 1 issuer, 14 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GORO | GOLD RESOURCE CORP | VP Corporate Development · lapsed | 2015-09-11 → 2020-12-31 | 16 | −$371,266 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GORO | 2019-05-21 | Buy | 3,000 | $2.96 | $8,880 | 379,203 |
| GORO | 2019-05-20 | Buy | 5,000 | $2.97 | $14,850 | 376,203 |
| GORO | 2018-06-06 | Sell | 33,333 | $6.04 | $201,331 | 365,553 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.