Every SEC Form 3/4/5 on record for this filer (CIK 1580706) — 6 issuers, 3 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BCIC | BCP Investment Corp | Director | 2025-12-16 → 2026-03-24 | 2 | $151,262 |
| SOFIX | Opportunistic Credit Interval Fund | Director · lapsed | 2022-04-28 → 2022-04-28 | 1 | — |
| LRFC | Logan Ridge Finance Corp. | Director · lapsed | 2021-07-21 → 2021-07-21 | 1 | — |
| RCIAX | Resource Credit Income Fund | Filer · lapsed | 2020-11-10 → 2020-11-10 | 1 | — |
| BCPL | BC Partners Lending Corp | Director · lapsed | 2018-04-23 → 2019-10-18 | 2 | $200,000 |
| PTMN | Portman Ridge Finance Corp | Director · lapsed | 2019-04-05 → 2019-04-05 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| BCIC | 2026-03-23 | Buy | 6,800 | $7.54 | $51,272 | 14,136 |
| BCIC | 2025-12-12 | Buy | 7,336 | $13.63 | $99,990 | 7,336 |
| BCPL | 2019-10-16 | Buy | 8,000 | $25.00 | $200,000 | 8,000 |
