Every SEC Form 3/4/5 on record for this filer (CIK 1579709) — 3 issuers, 51 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GPMT | Granite Point Mortgage Trust Inc. | Director | 2025-01-17 → 2026-06-09 | 8 | $212,333 |
| PFG | PRINCIPAL FINANCIAL GROUP INC | President and CEO - PAM · lapsed | 2018-09-19 → 2024-04-01 | 33 | — |
| PGZ | Principal Real Estate Income Fund | Filer · lapsed | 2015-12-02 → 2015-12-02 | 1 | $83,500 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GPMT | 2025-08-15 | Buy | 17,000 | $2.83 | $48,110 | 94,363 |
| GPMT | 2025-05-15 | Buy | 29,000 | $2.38 | $69,020 | 63,001 |
| GPMT | 2025-02-25 | Buy | 34,001 | $2.80 | $95,203 | 34,001 |
2 of 3 issuers are covered and open a security page; the rest are on file here only.