Every SEC Form 3/4/5 on record for this filer (CIK 1575875) — 4 issuers, 10 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | Director | 2026-04-14 → 2026-06-11 | 4 | $52,320 |
| MRCC | MONROE CAPITAL Corp | Director | 2019-01-03 → 2026-04-14 | 5 | $158,385 |
| MACQ | MCAP Acquisition Corp | Director · lapsed | 2021-02-26 → 2021-03-02 | 2 | — |
| KATY | KATY INDUSTRIES INC | Director · lapsed | 2016-09-22 → 2016-09-22 | 1 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| HRZN | 2026-06-09 | Buy | 6,000 | $4.36 | $26,160 | 55,926 |
| HRZN | 2026-06-09 | Buy | 6,000 | $4.36 | $26,160 | 56,617 |
| MRCC | 2022-06-29 | Buy | 2,799 | $8.86 | $24,799 | 32,380 |
| MRCC | 2022-06-28 | Buy | 1,701 | $9.16 | $15,581 | 29,581 |
| MRCC | 2022-06-27 | Buy | 500 | $8.77 | $4,385 | 27,880 |
| MRCC | 2020-03-12 | Buy | 2,000 | $8.51 | $17,020 | 22,356 |
| MRCC | 2018-12-31 | Buy | 5,000 | $9.66 | $48,300 | 12,729 |
| MRCC | 2018-12-31 | Buy | 5,000 | $9.66 | $48,300 | 17,575 |