Every SEC Form 3/4/5 on record for this filer (CIK 1573664) — 32 issuers, 48 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| BEN | FRANKLIN RESOURCES INC | EVP, General Counsel | 2022-05-04 → 2025-12-03 | 12 | — |
| PPT | PUTNAM PREMIER INCOME TRUST | Filer | 2024-09-04 → 2024-09-04 | 1 | — |
| PMO | PUTNAM MUNICIPAL OPPORTUNITIES TRUST | Filer | 2024-09-04 → 2024-09-04 | 1 | — |
| PIM | PUTNAM MASTER INTERMEDIATE INCOME TRUST | Filer | 2024-09-04 → 2024-09-04 | 1 | — |
| PMM | PUTNAM MANAGED MUNICIPAL INCOME TRUST | Filer | 2024-09-04 → 2024-09-04 | 1 | — |
| LM | LEGG MASON, INC. | Exec VP & General Counsel · lapsed | 2015-07-21 → 2020-08-04 | 39 | −$3M |
| WIW | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Filer · lapsed | 2019-01-30 → 2019-01-30 | 1 | — |
| WIA | WESTERN ASSET INFLATION-LINKED INCOME FUND | Filer · lapsed | 2019-01-30 → 2019-01-30 | 1 | — |
| EMD | WESTERN ASSET EMERGING MARKETS INCOME FUND INC. | Filer · lapsed | 2016-03-31 → 2016-10-04 | 2 | — |
| TLI | WESTERN ASSET CORPORATE LOAN FUND INC. | Filer · lapsed | 2016-04-05 → 2016-04-05 | 1 | — |
| IGI | Western Asset Investment Grade Defined Opportunity Trust Inc. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| MHF | WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| DMO | Western Asset Mortgage Defined Opportunity Fund Inc. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| GFY | WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| HIO | WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| MMU | WESTERN ASSET MANAGED MUNICIPALS FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| SBW | WESTERN ASSET WORLDWIDE INCOME FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| MHY | WESTERN ASSET MANAGED HIGH INCOME FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| XWAMX | Western Asset Middle Market Debt Fund Inc. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| HYI | Western Asset High Yield Defined Opportunity Fund Inc. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| HIX | WESTERN ASSET HIGH INCOME FUND II INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| PAI | Western Asset Income Fund | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| WEA | WESTERN ASSET PREMIER BOND FUND | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| GDF | WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| MNP | WESTERN ASSET MUNICIPAL PARTNERS FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| SBI | WESTERN ASSET INTERMEDIATE MUNI FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| XWMFX | Western Asset Middle Market Income Fund Inc. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| SCD | LMP CAPITAL & INCOME FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| EHI | WESTERN ASSET GLOBAL HIGH INCOME FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| ESD | WESTERN ASSET EMERGING MARKETS DEBT FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| MTT | Western Asset Municipal Defined Opportunity Trust Inc. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
| GDO | WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. | Filer · lapsed | 2016-03-31 → 2016-03-31 | 1 | — |
No open-market buy or sale on record — only grants, exercises, withholding or gifts. Switch to “All forms” to see them.
1 of 32 issuers are covered and open a security page; the rest are on file here only.
