Every SEC Form 3/4/5 on record for this filer (CIK 1566456) — 2 issuers, 79 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| PIPR | PIPER SANDLER COMPANIES | General Counsel | 2020-02-19 → 2026-03-02 | 21 | −$2M |
| PJC | PIPER JAFFRAY COMPANIES | General Counsel · lapsed | 2016-02-18 → 2019-05-22 | 15 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| PIPR | 2025-08-11 | Sell | 366 | $321.46 | $117,654 | 14,279 |
| PIPR | 2025-08-11 | Sell | 1,634 | $322.96 | $527,717 | 12,645 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.