Every SEC Form 3/4/5 on record for this filer (CIK 1565800) — 1 issuer, 17 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GORO | GOLD RESOURCE CORP | Director · lapsed | 2015-09-11 → 2021-03-15 | 18 | −$497,932 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GORO | 2021-03-11 | Buy | 20,000 | $2.85 | $57,000 | 50,744 |
| GORO | 2018-09-12 | Sell | 19,700 | $5.00 | $98,500 | 31,544 |
| GORO | 2018-09-12 | Sell | 300 | $5.01 | $1,503 | 31,244 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.