Every SEC Form 3/4/5 on record for this filer (CIK 1565673) — 1 issuer, 11 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GORO | GOLD RESOURCE CORP | VP, General Counsel, Secretary · lapsed | 2015-08-17 → 2020-12-31 | 15 | −$430,352 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GORO | 2018-06-20 | Sell | 66,666 | $6.49 | $432,662 | 4,623 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.