Every SEC Form 3/4/5 on record for this filer (CIK 1565661) — 1 issuer, 15 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GORO | GOLD RESOURCE CORP | VP Exploration · lapsed | 2015-09-11 → 2020-12-31 | 17 | −$519,040 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GORO | 2018-12-31 | Buy | 1,000 | $3.80 | $3,800 | 26,301 |
| GORO | 2018-06-28 | Sell | 3,869 | $6.63 | $25,651 | 15,978 |
| GORO | 2018-06-27 | Sell | 29,464 | $6.70 | $197,409 | 19,847 |
1 of 1 issuers are covered and open a security page; the rest are on file here only.