Every SEC Form 3/4/5 on record for this filer (CIK 1563781) — 5 issuers, 32 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| GPMT | Granite Point Mortgage Trust Inc. | Director | 2017-06-22 → 2026-06-09 | 18 | −$36,780 |
| CLIM.U | Climate Real Impact Solutions II Acquisition Corp | Director · lapsed | 2021-01-26 → 2021-01-26 | 1 | — |
| ADSW | Advanced Disposal Services, Inc. | Director · lapsed | 2017-08-03 → 2020-10-30 | 7 | $23,040 |
| SBY | Silver Bay Realty Trust Corp. | Director · lapsed | 2016-05-17 → 2017-05-09 | 2 | — |
| NRG | NRG ENERGY, INC. | EVP and Chief Admin Officer · lapsed | 2015-08-05 → 2016-02-03 | 5 | $19,880 |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| GPMT | 2026-06-08 | Sell | 10,827 | $1.48 | $16,024 | 109,632 |
| GPMT | 2025-06-09 | Sell | 8,814 | $2.55 | $22,476 | 77,152 |
| GPMT | 2024-06-05 | Sell | 5,717 | $3.11 | $17,780 | 50,710 |
2 of 5 issuers are covered and open a security page; the rest are on file here only.
