Every SEC Form 3/4/5 on record for this filer (CIK 1563615) — 2 issuers, 3 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| CAPR | 2016-03-16 | Buy | 2,100 | $2.40 | $5,040 | 2,100 |
| TNXP | 2015-09-28 | Buy | 400 | $5.83 | $2,332 | 19,260 |
| TNXP | 2015-07-17 | Buy | 1,000 | $7.50 | $7,500 | 18,860 |
2 of 2 issuers are covered and open a security page; the rest are on file here only.