Every SEC Form 3/4/5 on record for this filer (CIK 1563172) — 2 issuers, 22 transactions. Section-16 filings only: what they filed, not a biography, and titles are as filed on their latest form at each issuer.
| Ticker | Company | Role as filed | On file | Forms | Open-market net |
|---|---|---|---|---|---|
| USAU | U.S. GOLD CORP. | CEO, President · Director | 2020-08-26 → 2026-01-23 | 14 | $81,916 |
| SWC | STILLWATER MINING CO /DE/ | Director · lapsed | 2016-05-09 → 2017-05-05 | 4 | — |
| Ticker | Date | Action | Shares | Price | Value | Held after |
|---|---|---|---|---|---|---|
| USAU | 2024-05-22 | Buy | 1 | $5.89 | $6 | 398,498 |
| USAU | 2024-05-22 | Buy | 152 | $5.88 | $894 | 397,797 |
| USAU | 2024-05-22 | Buy | 500 | $5.90 | $2,950 | 398,297 |
| USAU | 2024-05-22 | Buy | 2,518 | $5.90 | $14,856 | 401,016 |
| USAU | 2024-05-22 | Buy | 200 | $5.89 | $1,178 | 398,497 |
| USAU | 2024-05-15 | Buy | 2,478 | $5.07 | $12,563 | 397,145 |
| USAU | 2024-05-15 | Buy | 500 | $5.05 | $2,525 | 397,645 |
1 of 2 issuers are covered and open a security page; the rest are on file here only.